2-Day Instructor-Led Programme
Build a strong understanding of UK financial regulation through mentor-led sessions and practical scenarios. Learn FCA rules, PRA oversight, and conduct expectations to support compliant financial services operations.
Duration
2 Days
Price
$1,795
The UK Financial Services Regulation Foundations course provides a clear and structured introduction to the UK’s financial regulatory environment. This mentor-led programme focuses on practical scenarios to help learners understand how regulation applies in real-world financial services settings.
Participants will explore the roles of key regulators including the FCA and PRA, along with regulated activities, authorisation requirements, and conduct expectations. The course also introduces Consumer Duty principles and how firms must deliver fair outcomes for customers.
Designed for individuals entering or transitioning into financial services, this programme builds essential regulatory awareness and supports confident participation in compliance and risk-related roles. Learners will leave with a strong foundation in UK financial regulation and its practical application.
Apply regulatory concepts through practical scenarios and compliance case exercises.
Expert mentor-led sessions with real-world regulatory examples and discussions.
Build foundational compliance and regulatory awareness for financial services roles.
Analyse the UK financial regulatory framework
Design compliant approaches to regulated activities
Implement conduct rules within organisations
Evaluate Consumer Duty requirements
Communicate regulatory expectations effectively
Lead basic compliance and governance activities
Interest in financial services or compliance
Basic understanding of business operations
No prior regulatory experience required
Step-by-step learning journey from basics to professional practice
Master these in-demand skills through hands-on practice
A clear view of the roles this programme supports, what typically comes next, and where learners progress over time
Choose the learning format that works best for you and your team
Instructor-Led Training
Join live instructor-led sessions from anywhere. Interactive, engaging, and flexible.
Price per person
Group enrolments and early planning options available.
All prices are exclusive of VAT where applicable. Group enrolments and custom packages available on request.
Not everyone learns best in a group. If you want focused guidance, faster clarity, and confidence you can use on the job, our 1-to-1 Fast-Track Training gives you private, mentor-led support tailored to your experience and goals.
"Many learners choose 1-to-1 when they want understanding, not memorisation."
Everything you need to know about the certification exams
You will receive an Xcademia certificate of completion based on participation and successful completion of labs and scenario simulations.
Everything you need to know about this course
Yes, it is designed as a foundation-level programme.
Take the next step in your professional development