1-Day Instructor-Led Programme
Understand SM&CR responsibilities through mentor-led sessions and practical scenarios focused on accountability in financial services. Learn certification, conduct rules, and reasonable steps to support compliant leadership and governance.
Duration
1 Day
Price
$1,196
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The Senior Managers and Certification Regime (SM&CR) course provides a structured introduction to one of the UK’s most important regulatory frameworks for accountability in financial services. This mentor-led programme focuses on practical scenarios to help learners understand how SM&CR applies in real organisational contexts.
Participants will explore the roles and responsibilities of Senior Managers, certification requirements, and conduct rules that apply across firms. The course also covers prescribed responsibilities, fit and proper assessments, and the concept of the “reasonable steps” defence, ensuring learners understand both individual and organisational obligations.
Designed for professionals working in regulated environments, this programme builds awareness of governance, accountability, and regulatory expectations. Learners will gain the confidence to support SM&CR implementation and maintain compliance within their roles.
Apply SM&CR concepts through practical accountability and compliance scenarios.
Expert mentor-led sessions with real-world case discussions and regulatory examples.
Build foundational skills in regulatory accountability and compliance governance.
Analyse SM&CR framework requirements
Design accountability structures within firms
Implement certification and conduct rules
Evaluate fit and proper assessment criteria
Communicate regulatory responsibilities clearly
Lead basic SM&CR compliance activities
Basic understanding of financial services
Interest in compliance or governance
No prior SM&CR experience required
Step-by-step learning journey from basics to professional practice
Master these in-demand skills through hands-on practice
A clear view of the roles this programme supports, what typically comes next, and where learners progress over time
Choose the learning format that works best for you and your team
Instructor-Led Training
Join live instructor-led sessions from anywhere. Interactive, engaging, and flexible.
Price per person
Group enrolments and early planning options available.
All prices are exclusive of VAT where applicable. Group enrolments and custom packages available on request.
Not everyone learns best in a group. If you want focused guidance, faster clarity, and confidence you can use on the job, our 1-to-1 Fast-Track Training gives you private, mentor-led support tailored to your experience and goals.
"Many learners choose 1-to-1 when they want understanding, not memorisation."
Everything you need to know about the certification exams
You will receive an Xcademia certificate of completion based on participation and successful completion of labs and scenario simulations.
Everything you need to know about this course
Professionals working in UK-regulated financial services roles.
Take the next step in your professional development