---
url: "https://xcademia.com/courses/fca-training-and-competence-framework"
title: " FCA Training and Competence Framework"
description: " Learn FCA Training and Competence frameworks, supervision, CPD, and assessment methods. Build practical compliance skills with real-world scenarios."
publishedAt: "2026-04-09T06:40:51.644884+00:00"
updatedAt: "2026-04-09T06:40:51.644884+00:00"
type: course
code: "FAB-0111"
level: Practitioner
duration_days: "2"
track: "Financial Services Regulation & Compliance (UK)"
category: "Finance, Accounting & Business Skills"
credential_tier: tier1
price_gbp: "1799"
---

#  FCA Training and Competence Framework

> Learn how to design and manage FCA-compliant Training and Competence frameworks. Build practical skills in supervision, assessment, and governance using real-world scenarios.

## Overview

An effective Training and Competence (T&C) framework is essential for ensuring employees have the skills, knowledge, and behaviours required to deliver good customer outcomes. This mentor-led programme provides a practical guide to designing, implementing, and maintaining FCA-aligned T&C schemes within financial services organisations.

Participants will explore supervision models, competence assessment techniques, and CPD requirements, with a strong focus on real-world application. Through practical scenarios, learners will understand how to embed T&C frameworks into business operations and ensure alignment with regulatory expectations.

The course also covers record-keeping, regulatory reporting, and governance oversight, enabling firms to evidence competence and demonstrate compliance. By the end of the programme, participants will be equipped to strengthen workforce capability and reduce conduct risk through structured T&C frameworks.

## Prerequisites

- Basic understanding of financial services
- Familiarity with compliance or training roles
- Awareness of regulatory environments

## What you will learn

- Analyse FCA T&C framework requirements
- Design effective competence frameworks
- Implement supervision and assessment processes
- Evaluate CPD programmes for compliance
- Communicate T&C performance to stakeholders
- Lead improvements in competence governance

## Skills you will gain

- T&C framework design
- Competence assessment methods
- Supervision techniques
- CPD programme management
- Regulatory reporting
- Governance and compliance

## Career progression

- Compliance Officer
- Training & Competence Manager
- Supervisor
- Learning & Development Manager
- Risk Analyst

## Curriculum

1. **Module 1:  Introduction to T&C Frameworks**
   - FCA expectations and regulatory context
   - Purpose and scope of T&C schemes
   - Link to conduct risk and customer outcomes
2. **Module 2: Designing a T&C Scheme**
   - Competence frameworks and role mapping
   - Defining knowledge, skills, behaviours
   - Structuring T&C policies and procedures
3. **Module 3: Supervision and Oversight**
   - Supervision models and approaches
   - Role of supervisors and line managers
   - Monitoring and escalation processes
4. **Module 4: Competence Assessment Methods**
   - Assessment techniques and tools
   - Observations, testing, and reviews
   - Managing underperformance
5. **Module 5: Continuing Professional Development (CPD)**
   - CPD requirements and planning
   - Tracking learning activities
   - Embedding continuous improvement
6. **Module 6: Record-Keeping and Documentation**
   - Maintaining T&C records
   - Audit trails and evidence requirements
   - Data protection considerations
7. **Module 7: Governance and Regulatory Reporting**
   - Reporting to senior management
   - MI and dashboards
   - Internal audit and regulatory interactions
8. **Module 8: Practical Implementation and Case Scenarios**
   - Applying T&C frameworks in practice
   - Identifying gaps and risks
   - Continuous improvement strategies

## Exam & certification

You will receive an Xcademia certificate of completion based on participation and successful completion of labs and scenario simulations.

## Delivery options

- **Live Online** — Join live instructor-led sessions from anywhere. Interactive, engaging, and flexible.
- **Onsite Training** — We come to you. Training delivered at your workplace for teams of 6 or more.
- **Venue-Based** — Classroom training at a professional venue. Ideal for focused, immersive learning.
- **Blended** — Combine online and in-person learning for maximum flexibility and impact.

## Frequently asked questions

**Who should attend this course?**

Professionals responsible for training, supervision, or compliance in financial services.



**Does the course cover CPD requirements?**

Yes, it includes planning, tracking, and evaluating CPD activities.



**Will I learn how to assess competence?**

Yes, various assessment methods and tools are covered in detail.



**Is this course suitable for supervisors?**

Yes, it is highly relevant for line managers and supervisors.



**Does the course include practical exercises?**

Yes, practical scenarios and framework design activities are included.

## Course at a glance

| Field | Value |
| --- | --- |
| Code | FAB-0111 |
| Duration | 2 days |
| Level | Practitioner |
| Track | Financial Services Regulation & Compliance (UK) |
| Category | Finance, Accounting & Business Skills |
| Credential tier | tier1 |
| Price (GBP) | £1799 |

---

## About this content

This Markdown course profile is the citation-grade twin of [ FCA Training and Competence Framework](https://xcademia.com/courses/fca-training-and-competence-framework). It is published by **Xcademia** (UK Companies House 12322710) and is available for AI search engines and large language models to index, summarise, and cite.

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